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07.03.2018, Ref.#: CO
★★★★★ Compliance Officer, Ленно Глобъл Адвайзъри АД
Месторабота Пловдив; Постоянна работа; Пълно работно време
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Compliance Officer
The ideal candidate: will ensure that the company is fully compliant and adheres to each and every compliance activity accordingly; is fully aware and up to date of regulatory framework (MiFID II), money laundering and all other trading related processes and procedures.

  • Responsible for the complete and accurate provision of reporting regulatory information required both on an internal and external basis.
  • Ensure monitoring to assess the company’s compliance with FSC regulatory requirements, specifically organize and assist with the Internal Rules.
  • Responsible for ensuring that the TCF policies and procedures are accurate and updated regularly.
  • Assisting the preparation of management information as required.
  • Responsible for the management of screening against the sanctions lists and other required data sources.
  • Effectively deal with any complaints raised by any client, report and manage accordingly. Ensure that complaints register updated accordingly.
  • Work with financial controller to ensure that all reports requiring submission to the FSC are done so in a timely and accurate manner.
  • Organize training for staff.
  • Keep up to date and be pro-active in implementing new policies and procedures or updates to staff in a timely manner, providing training where necessary.
  • Ensure that all compliance activity is accurately recorded.
  • Continuously reviewing and maintaining systems to identify and record regulatory breaches.
  • Maintain as far as practically possible a close working relationship with relevant regulatory bodies.
  • Responsible for the maintenance of the company’s Compliance policies.
  • Delivery of expert technical and regulatory support to the Executive team as needed to enable them to make future facing decisions and achieve strategic goals within the relevant regulatory framework.
The Ideal Profile:
  • Fluency English is required.
  • BS in Law, Finance, Economics or Accounting.
  • 3+ years’ experience in a Compliance Team in a similar organization and/or Retail Bank.
  • Solid understanding of FX & CFDs products and markets, and the associated regulatory frameworks.
  • Fully aware and up to date of regulatory framework (MiFID II), money laundering and all other trading related processes and procedures.
  • Able to identify and manage the regulatory risks associated with specific transactions and the business as a whole.
  • Able to communicate at all levels both verbal and written.
  • Excellent attention to detail.
  • Can communicate advanced technical Compliance information in a clear, easy to understand manner.
  • Experience of leading a team and can manage, motivate and develop their staff in a demanding. environment.

Lenno Global Advisory JSC aims to become a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. We offer an employment agreement with Lenno Global Advisory JSC, stock option bonuses and other benefits.
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